National Seminar on Corporate Compliance Management

National Seminar on Corporate Compliance Management

Workshop Schedule

09.30 AM - 10.00 AM Registration
10.00AM - 11.00 AM
Inaugural Session
Chief Guest
Shri Anurag Goel,

Secretary, Ministry of Company Affairs
11.00 AM - 11.30 AM TEA
11.30 AM - 12.45 PM
Technical Session I
Topic: Concept of Corporate Compliance Management:
Need, Scope and Importance
  • Origin & Significance
  • CEO/CFO Certification under Clause 49
  • Risk of Non Compliances
  • Benefits & Beneficiaries
Shri Pawan K Kumar, Director, Ministry of Company Affairs

12.45 PM - 2.00 PM
Technical Session II
Topic: Process of Corporate Compliance Management:
Identification, evaluation and analysis of applicable laws and assessment of compliance status
  • Understanding the purpose and deciding the coverage
  • Significant Compliances of various laws governing the activities of a corporate:
    • Company Law, including listing agreement
    • Economic Laws
    • Commercial Laws
    • Labour Laws
    • Environmental Laws etc.
  • Assigning Responsibility
  • Analysis, Assessment and Review
Shri Pawan K Kumar, Director, Ministry of Company Affairs

02.00 PM - 03.00 PM LUNCH
03.00 PM - 04.15 PM
Technical Session III
Topic: Control, Due Diligence and Certification:
  • Establishing of Controls and Standards
    • Developing of internal Standard Operating Procedure
    • Adoption of Standards
  • Systems and Tools for Streamlining Compliance Management by using Information Technology
  • Compliance Audit and Self Certification
    • In-house, or
    • Through external experts like PCS
  • Compliance Disclosures and Reporting
Dr. K R Chandratre
, (Past President, The ICSI), Practising Company Secretary
04.15 PM - 5.30 PM
Technical Session IV
Topic : Case Studies
  • Speakers
    • Shri Pashupati Kumar V, Chief Financial Officer Deloitte Consulting India Private Ltd.,
    • Shri Shujath Bin Ali, Assistant Manager, Corporate Affairs and Legal, Deloitte Consulting India Private Ltd.
05.30 PM TEA